Financial services firms have been inundated with new regulations and compliance requirements over the past several years. Regulatory bodies have become very intrusive and conditions in the financial services sector have been difficult since 2008 when the credit crisis hit the world economy like a freight train. Integritas Financial Consulting can help you navigate the complexity of today's regulatory environment.
Expert Witness/Litigation Support
We can provide leadership and tactical execution of specific initiatives from planning through implementation.
Advise on Regulatory Topics
With significant regulatory experience, we can provide useful advice and gap assessments on all regulatory topics including AML, including CFTC Regulation 1.11.
Improve Business Processes
We can advise you on how to improve all aspects of your brokerage operations, compliance and risk management.
COMMITTED TO HELPING CLIENTS NAVIGATE REGULATORY COMPLEXITY
Providing a broad base of advisory, expert, and consulting services, we use the full weight of our 25 years of experience to help you solve your business problems.